NEW YORK STATE COMPTROLLER

INDEPENDENT AUDITS --
NEW YORK STATE GOVERNMENTAL ACCOUNTABILITY,
AUDIT & CONTROL ACT

Executive Law §954

Inspector General -- "Miscellaneous Provisions:  ...3. The activities of the Office of the Inspector General shall be included in the scope of the triennial audit of internal control required by the New York State Governmental Accountability, Audit and Internal Control Act."

Comptroller's December 5, 2016 acknowledgment
Comptroller's January 4, 2017 extension letter

Comptroller's January 12, 2017 response   Nawrocki Smith

Comptroller's September 10, 2014 rfp #14-12 

Toski's October 8, 2014 technical proposal 

& Toski's October 8, 2014 administrative proposal 6.1
 
Toski's 2015 "Independent Accountants' Report"
dated Sept. 8, 2015 (for Jan. 31, 2015-March 31, 2015)

Toski's 2011 "Independent Accountant's Report"
dated May 26, 2011 (for Jan. 31, 2011- March 31, 2011)

Toski's 2007 "Independent Accountant's Report"
dated May 24, 2007 (for Jan. 1, 2007-March 1, 2007)

 

2.
CJA's October 2, 2019 FOIL request --
"The 'Independent audits' of the Comptroller...pursuant to Executive Law §954

Comptroller's October 9, 2019 acknowledgment -- #2019-0544
Comptroller's November 7, 2019 extension letter

Comptroller's December 12, 2019 response

Comptroller's September 10, 2014 RFP #14-12  
 
Names of accounting firms that submitted proposals  
 
Toski's September 8, 2014 proposal

Toski September 8, 2014 -- attachment B -- "Cost Proposal"

Toski's September 8, 2014 -- attachment C -- also containng cost/hrs   
 
Toski's 2015 "Independent Accountants' Report" 
dated Sept. 8, 2015 (for Jan. 31, 2015-March 31, 2015) 

3.
CJA's November 15, 2021 FOIL request --
"The Comptroller's post-2015 'independent audits' of 'internal controls'
pursuant to Executive Law §954"

Comptroller's November 22, 2021 acknowledgment #629
Comptroller's December 21, 2021 extension

Comptroller's March 9, 2022 response

for 2015 audit --

Comptroller's September 10, 2014 RFP #14-12

Toski's 2015 "Independent Accountants' Report"
dated Sept. 8, 2015 (for Jan. 31, 2015-March 31, 2015)

Comptroller's September 8, 2015 letter to Toski,
pertaining to the Division of Contracts & Expenditures,
signed by Deputy Comptroller

Comptroller's September 8, 2015 letter to Toski,
pertaining to the Division of Payroll, Accounting and Revenue Services,
signed by Deputy Comptroller

Comptroller's September 8, 2015 letter to Toski,
pertaining to the Division of Retirement Services,
signed by Asst. Comptroller

Comptroller's September 9, 2015 letter to Toski,
pertaining to the Division of Pension, Investment and Cash Management,
signed by Deputy Comptroller & CIO Vicki Fuller

for 2020 audit --

July 18, 2019 "Contracting Opportunity"/NYS Contract Reporter -- RFP #19-03

Comptroller's July 18, 2019 RFP 19-03

Comptroller's July 18, 2019 RFP 19-03

Number & Names of Independent Certified Public Accountants
who Submitted Proposals for RFP 19-03

Amato, Fox & Company, PC

EFPR Group, CPAs, PLLC

Mitchell & Titus, LLP  

Bonadio & Co,, LLP

August 22, 2019 administrative proposal from Mitchell Titus

August 22, 2019 technical proposal from Mitchell Titus

August 22, 2019 cost proposal from Mitchell Titus

Mitchell Titus' 2021 "Independent Accountant's Report" 
dated March 22, 2021 (for May 1, 2020 - June 30, 2020)

 

4.
CJA's March 21, 2022 FOIL request --
"the Comptroller's Executive Order relating to Auditor Independence" --
& where, on the Comptroller's website, ALL his executive orders are posted

Comptroller's March 28, 2022 response -- #2022-157    Executive Order


See May 2, 2022 below

5.
CJA's March 22, 2022 FOIL request --
"Comptroller DiNapoli's Office of Inspector General, Division of Investigations,
Counsel, & Special Counsel for Ethics"

Comptroller's March 29, 2022 acknowledgment  -- #2022-0161

Comptroller's July 22, 2022 response


6.
CJA's March 23, 2022 FOIL request --
"Comptroller DiNapoli's 'independent audits' of 'internal controls'
pursuant to Executive Law §954'"

Comptroller's March 30, 2022 acknowledgment  -- #2022-0166

Comptroller's July 25, 2022 response

December 15, 2014 Toski's signed contract -- C000969

March 16, 2020 Mitchell Titus' signed contract --C001109 executed

March 22, 2021 Comptroller's Deputy Comptroller for Contracts & Expenditures
management letter to Titus

Comptroller's Chief Investment Officer's March 22, 2021 management letter to Titus

Comptroller 's Inspector General's March 22, 2021 management letter to Titus

Comptroller's Internal Control Officer's March 22, 2021 management letter to Titus

Executive Comptroller for Retirement's March 22, 2021 management letter

Comptroller's Deputy Comptroller for Payroll/Revenue Services'
March 22, 2021 management letter
to Titus



7.
CJA's May 2, 2022 FOIL request --
"CJA's March 21, 2022 FOIL request for "the Comptroller's Executive Order
relating to Auditor Independence" -- & the Audit Oversight Board it establishes"

Comptroller's May 9, 2022 acknowledgment -- #2022-0265

Comptroller's June 6, 2022 extension



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