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4. Disciplinary Actions, Malpractice, and other Misconduct
a.  Have you ever been disciplined by, or do you have any charges currently pending before any disciplinary committee, commission, or government agency arising out of your official or professional responsibilities? If yes, describe the circumstances.

p. 16

A.  Identify any experience in or association with any local, state or federal governmental entity (including advisory, consultative, honorary or other part-time service or positions). Specify the dates of such service.

p. 26
H. Please describe any business relationship, dealing or financial transaction which you have had during the past five (5) years, whether for yourself, or on behalf of a client, or acting as an agent, which you believe may constitute an appearance of impropriety or may result in a potential conflict of interest in the position for which you seek appointment. If none, please so state.

p. 28
N.  Please describe any other matter in which you have been involved which may be incompatible or in conflict with the discharge of the duties of the position that you seek, or any matter which may impair or tend to impair your independence of judgment or action in the performance of your duties. If there is none, please so state.


XV General Matters

B. Investigatory Actions
Have you ever been the subject of any inquiry or investigation by a federal, state or local agency (other than for routine background investigations for employment purposes)?
Are you or have you ever been a party in interest in any administrative agency proceeding or lawsuit that is related in any way to the position that you seek?
If yes, please explain and provide the title of any litigation, its index number or civil action number and the disposition or status of the case

 monroe, ontario, wayne

S.4787 -- introduced February 21, 2017,
referred to Senate Committee on Investigations & Gov't Operations
Senate website 
Assembly website

S.2670 -- introduced January 27, 2015,
referred to Senate Committee on Investigations & Gov't Operations
Senate website
Assembly website

S.3447 -- introduced February 1, 2013,
referred to Senate Committee on Investigations & Gov't Operations
Senate website
Assembly website

S.2780 -- introduced February 1, 2011,
referred to Senate Judiciary Committee
Senate website
Assembly website



Relevant Legislative Oversight Committees


statutory provisions relating to D.A. compensation

May 27, 2015
"AG Schneiderman Proposes Sweeping Legislation to Reform New York State Government"

March 23, 2016
"AG Schneiderman and Comptroller DiNapoli Announce Guilty Plea..."

June 29, 2016
public corruption

March 20, 2013 Senate session


Daily Signal

January 6, 2016 Opening Senate Session
transcript (at pp.  )

January 8, 2014 Opening Senate Session
transcript (at pp.  )

March 6, 2017: "Andrew Cuomo's Accomplishments Defy Cynicism About Government"  (The Slant/City & State/opinion by Lawrence Schwartz)

March 7, 2017: "Cuomo Official: Pay Raise 'Untenable' Without On-Time Budget", State of Politics (Nick Reisman)


March 7, 2017: "How Gov. Cuomo can lead the nation by leading a more progressive New York"  (Daily News/opinion by Bill Lipton, Morris Pearl)


Section 15 of the bill adds a new section 54-a to the Legislative Law
providing that, within ten days after the submission of the Executive
Budget, the Senate and Assembly must adopt a joint rule that requires
the Senate and Assembly to establish a schedule for joint conference
committees, and to establish other processes to assist in timely passage
of the budget.
Section 16 of the bill adds a new subdivision 2 to Legislative Law § 54
to require the Legislature to enact a balanced General Fund budget. Each
house would also be required, prior to a vote on the budget bills, to
place on the desks of its members a summary report that itemizes impacts
of proposed budget changes and, where practicable, impacts on local
governments, the State workforce and All Funds spending.

Section 17 of the bill adds a new section 53-d to the State Finance Law
to require that every budget appropriation bill passed by the Legisla-
ture include estimates of the fiscal impacts of the items added by the

March 7, 2017: "State Senator calls for investigation"


July 22, 2016: "Super Pac begins flying Bronx Senate Race"


Citizens Budget Commission


Citizens Union  -- Budget Reform

"Spending in the Shadows" -- February 2016

"Spending in the Shadows" -- September 2016

"Spending in the Shadows"  March 2015 -- update FY 2014-2016
March 2015 position paper

"Spending in the Shadows" -- September 24, 2013

March 2012 position paper -- "State Budget Language Allowing the Transfer of Funds"

December 2008 -- "New York State Budget Reform"


Citizens Union -- Examining Turnover


March 16, 2016 conference committee on local general officials/general government

March 23, 2016 conference committee on local government officials/general government

March 16, 2016 conference committee on public protection --

March 23, 2016 conference committee on public protection --
table target, requires review of a number of issues -- $13 million
                               commission on judicial conduct; division of criminal justice services --"the staff has the challenge to help us forge in earnest..." 



March 16, 2015 conference committee on local government officials/general government

March 19, 2015 conference committee on local government/general government



March 17, 2014 conference committee on local government officials/general government
        -- 16 agencies within their jurisdiction, including JCOPE,

changes comptroller; division of budget, local gov't assistance; 




Assembly Bill #1749 -- Concurrent Resolution -- Pension Forfeiture -- Buchwald
vote: 122-1

Resolution 25 -- advisory opinions -- outside employment


February 9, 2017:
"State approves anti-corruption bill", Rye City Review (Franco Fino)



January 30, 2017 press release -- Heastie/Flanagan:  "Legislature to Reinforce Commitment to Ethics Reform by Stripping Corrupt Public Officials of Pension Benefits & Regulating Outside Income for Legislators"    [Senate site]

*   *   *





AG Schneiderman Proposes Comprehensive Reforms
to Combat Pervasive Corruption In Albany
March 16, 2015 -- Citizens Union
written remarks


"AG Schneiderman Proposes Sweeping Legislation
To Reform New York State Government"
May 27, 2015

Senate Rules 2017-2018 

PER DIEMS -- November 11, 2001 "Albany Lawmakers Raise Their Allowance", NYT  (Richard Perez-Pena)

January 30, 2017  Senate Floor Proceedings --

Senate Bill #418 -- Concurrent Resolution -- Pension Forfeiture -- Croci

Senate Resolution: B-404 -- outside employment   (video: 9 - 33 minutes)
transcript: pp.  395-417     vote: 57-4



February 3, 2017: Assembly Minority Leader Kobl:
"The Case for a Constitutional Convention"

February 8, 2017: "Flanagan and Heastie Announce Joint Legislative Schedule For Adopting SFY 2017-2018 Budget"

*   *   *


Wyoming Free Press -- Gallivan



November 2006: "The Albany Triopoly", Governing Magazine (Alan Ehrenhalt)

April 3, 2014:  "Budget again falls short", Daily Gazette

February 23, 2015 "Cuomo's plan to tilt Albany's balance of power", Capital New York (Liz Benjamin)

February 26, 2015: "Can Albany Open the Door on Three Men in a Room?",  WNYC Radio (Karen Rouse)

March 11, 2015: "Budget process keeps same corrupt system", Times Herald-Record (Ken Hall)

March 11, 2015: "Three Men in a Room and Albany.  Where did the Phrase come from?"  (Albany Gov't Law Center- Bennett Liebman)

April 9, 2015: "A state budget grown in the dark", Lake Placid News

May 8, 2015: "Critics: What's wrong with Albany? The 'three-men-in-a-room'", Gannett (Joseph Spector)

January 29, 2016:  "Who needs a NY state legislature when 'Three Men in a Room' decide laws? (Commentary)", Syracuse.com (Joseph Fahey)


New York median household income per county -- 2009-2013
chart    map

New York's per capita income

NY household income

"Housing Affordability in New York State",
March 2014, Comptroller DiNapoli Report

Ballotopedia -- gubernatorial salaries    Book of States 2016
Salaries -- Governors

Salaries -- attorney general

National Association of Attorneys General

National Association of Comptrollers

"Cuomo could face next guilty verdict", (Micha

"New York state legislators' salaries: Who Makes the Most Money; Who Double Dips", December 31, 2014 Syracuse.com (Michell Breidenbach)

"How State legislators pump up pensions in ways you can't",  April 16, 2012, USA Today, Thomas Frank


Furman Center -- "Trends in NYC Housing Price Appreciation"


January 19, 2016: "Who's Taking On Ethics in Albany?  Not the Ethics Panels", NYT (Vivian Yee)

The Myth of Outside Income --


 October 31, 2016: "Cuomo: Ethics Reform Will Be A National Issue", State of Politics



Assembly Workgroup


Robert Mujica named to head division of budget, Washington Times

"Young named chair of State Finance Committee", Buffalo News (Tom Precious)

"Budget watchdog critiques Cuomo's budget"

"Who needs a New York State Legislature?






Menu of CJA's webpages on NYS Judicial Compensation:


Keeping the Commission to Investigate Public Corruption True
to its Name & Announced Purpose

CJA's July 19, 2013 corruption complaint
to Albany County District Attorney Soares

CJA's April 15, 2013 corruption complaint to U.S. Attorney Bharara

CJA's June 27, 2013 ethics complaint
to NYS Joint Commission on Public Ethics

CJA's July 11, 2013 corruption complaint
to NYS Inspector General 

Correspondence with the Legislature
pertaining to CJA's corruption & ethics complaints

Going After Black & Hispanic "Little Fish",
while the "Big White Whales" Go Free

Fighting Off Progeny of the Judicial Compensation Statute (S-2953: A-246) & Securing a Functioning Legislative Process

Securing Legislative Oversight & Override of the 2nd & 3rd phases of the judicial pay raises...

Championing of appropriate rules and leadership for the New York State Legislature 

CJA's People's lawsuit to void the judicial pay raises & secure judicial accountability -- CJA, et al. v. Cuomo, et al.

CJA's October 27, 2011 Opposition Report to the "Final Report of the Commission on Judicial Compensation" 

The Judges' Judicial Compensation Lawsuits










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